Compliance Assistant

Location
Norwich
Salary
£25000.00 - £30000.00 per annum
Posted
10 Aug 2017
Closes
01 Sep 2017
Ref
29321
Contact
Lloyd Balfour
Sector
Compliance
Job Roles
Compliance Officer
Contract Type
Permanent
Hours
Full Time



I have an exclusive role on behalf of a growing Retail Broker which is seeking a Compliance Assistant to support Management on compliance oversight functions.


The role is Norwich based due to Line Management requirements.


The successful compliance candidate will be able to analyse reports and reviews and identify themes and also prepare MI where required.


Report writing will be a feature of the role.


Additional responsibilities will include FS Register updates and TOBA related tasks.


An ability to work in Excel is important plus experience of GI and ideally Retail Broking.


This is an excellent opportunity to be a part of Compliance delivery for a company that is expanding and growing.


Please contact me direct for more detail.







Please visit the IDEX Consulting Ltd website for further opportunities. If your application is successful we will contact you to discuss the opportunity in more detail within 2 working days of receiving your application. If your application is unsuccessful, the information supplied may still be retained for use in connection with future vacancies. Due to the overwhelming application response we receive through various sources, should you not hear from us within one week then please assume your application has been unsuccessful.