Operations and Compliance Manager
Operations and Compliance Manager - to £60,000 - London
Global Lloyds broker, dealing with both retail and wholesale clients is seeking an Operations and Compliance Manager to support their Property Division.
Experience within Insurance is essential.
The successful candidate will be responsible for the following:
Weekly Exception reporting combining and issuing
Fortnightly review and action of EU Fees report
Monthly QAFA combined risk report
Monthly review of DA database exception report
Monthly sign off on insurer payments
Monthly miscellaneous electronic insurer statements review and file
Bi-monthly draft Ops Committee report
QuarterlAnnual support on the Underwriting compliance return and renewals
Annual review of the Business Continuity Plan
Risk Register review
Team support tasks:
SPOE sign off on payments (i.e. refunds, commission rebates, construction claims, etc.)
Account opening forms review, sanctions checks, TOBAs
Provide statement reporting
General guidance and support on compliance, risk, H&S, fire risk, claims, etc.
E&O and 'know your client' training
Involved with the maintenance of Template folders and the documents contained therein
Support with agreements, DAs etc.
Product Impact Risk Assessment
MW Appointments is acting as an Employment Agency in relation to this vacancy.